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Polycentric Governance

Also Known As Polycentricity

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Multiple centers of decision-making authority, formally independent of one another, that nonetheless function as a coherent system through relationships of competition, cooperation and self-arranged conflict resolution rather than through a single command hierarchy. The term and concept were introduced by Vincent Ostrom, Charles Tiebout and Robert Warren in a 1961 study of the fragmented governmental structure of the Los Angeles metropolitan area, more than a thousand overlapping public agencies and local governments, arguing against the then-standard reform assumption that only consolidation into one central authority could prevent such multiplicity from producing chaos or inefficiency. Elinor Ostrom, Vincent Ostrom's own wife and research partner at Indiana University's own Workshop in Political Theory and Policy Analysis, which they founded together in 1973, extended polycentricity from metropolitan public-service delivery to the governance of shared natural resources, arguing in Governing the Commons (1990) that communities repeatedly craft their own durable rules for managing a commons, through monitoring and graduated sanctions, without requiring either privatization or top-down government control. That extension earned her the 2009 Nobel Memorial Prize in Economic Sciences, the first awarded to a woman.

Facts
Origin Year
1961 1
Founding Context
Developed chiefly by Vincent Ostrom, Charles Tiebout and Robert Warren in their 1961 article The Organization of Government in Metropolitan Areas, which argued that many formally independent but overlapping units of local government, rather than one consolidated metropolitan authority, can coordinate effectively through competition, cooperation and conflict resolution; the framework was extended by Elinor Ostrom's later work on the governance of shared resources, notably Governing the Commons (1990). 1
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A Thousand Governments in One Basin

This article records tradition as it has been passed down and reported. Its sources are not yet part of the atlas's verified catalogue.

By the late 1950s, the greater Los Angeles metropolitan area was governed, if that is the word, by well over a thousand separate public bodies: cities, counties, school districts, water districts, fire districts, each with its own elected or appointed authority, its own budget, its own boundary that rarely matched anyone else's neighboring boundary. To the reform-minded political science of the period, this looked like exactly the kind of mess that consolidation existed to fix. The standard prescription was to merge overlapping jurisdictions into one metropolitan government, on the theory that a single authority would be more efficient, more accountable and less chaotic than a thousand small ones stepping on each other. Vincent Ostrom, Charles Tiebout and Robert Warren looked at the same thousand governments in 1961 and asked a different question: was the multiplicity actually failing? Their answer, published in the American Political Science Review, was that it mostly was not. Overlapping local governments in the Los Angeles basin were found to coordinate, compete and specialize in ways that a single consolidated authority could not easily replicate, producing what the authors named a polycentric system, many centers of decision-making, formally independent, that nonetheless functioned as a coherent whole. The paper did not argue that fragmentation is always good. It argued that the reform movement's own core assumption, that only centralization can produce order, was empirically wrong often enough to need testing rather than assuming. Vincent Ostrom's own wife and research partner, Elinor Ostrom, spent much of the following four decades testing exactly that assumption on a different subject: shared natural resources rather than city services. The polycentricity the 1961 paper found in a Los Angeles water district turned out, in her hands, to describe how a well-run fishery, forest or irrigation system stays well run.

Seventeen Days Apart

This article records tradition as it has been passed down and reported. Its sources are not yet part of the atlas's verified catalogue.

Elinor Ostrom won the 2009 Nobel Memorial Prize in Economic Sciences for showing, against a generation of theory that assumed shared resources are doomed to overuse unless privatized or nationalized, that communities repeatedly govern commons successfully on their own, through locally made rules, monitoring and graduated sanctions rather than an outside authority handing down either private property rights or state control. The idea traces back further than her own fieldwork. In 1961, her husband Vincent Ostrom, with Charles Tiebout and Robert Warren, had already argued that a metropolitan region full of overlapping, formally independent local governments was not the chaos it looked like, that such systems, which they called polycentric, could coordinate and function coherently without a single central authority forcing them to. Elinor spent the following decades extending that same structural idea from city government to grazing land, fisheries and irrigation systems, turning a claim about how public agencies happen to behave into a general theory of how self-governance works when it works. In 1973 the two of them founded the Workshop in Political Theory and Policy Analysis at Indiana University together, and ran it together, for nearly forty years, an institutional expression of the same conviction: that governance does not require a single point of command to be governance. Elinor Ostrom died on 12 June 2012. Vincent Ostrom, her husband and collaborator for very close to fifty years, died seventeen days later, on 29 June 2012.

Cross-Tradition Connections

Associated With

A federal system is one specific, constitutionally fixed instance of multi-level authority; the Ostrom, Tiebout and Warren 1961 study that coined polycentricity was analyzing local governments and special districts WITHIN a single American state, a scale and an informality federalism as a system of government does not itself describe.

Federalism, Ideologies

Related but distinct: federalism is a constitutional division of sovereignty between named, formally ranked levels of government, while polycentricity describes any number of formally independent, often overlapping authorities, public and private, at the SAME level, coordinating through relationships rather than a constitutional hierarchy.

Vincent Ostrom, Political Figures

Co-developed the term with Charles Tiebout and Robert Warren, refining polycentricity as multiple, formally independent decision-making centers within a system of government.

Influenced By

Coined polycentricity with Charles Tiebout and Robert Warren in this 1961 American Political Science Review article.

In the Other Atlases
Sources
1. Ostrom, Tiebout and Warren, The Organization of Government in Metropolitan Areas: A Theoretical Inquiry (1961)
pp. 831-842
1. Ostrom, Tiebout and Warren, The Organization of Government in Metropolitan Areas: A Theoretical Inquiry (1961)
Associated With: Federalism
1. Ostrom, Tiebout and Warren, The Organization of Government in Metropolitan Areas: A Theoretical Inquiry (1961)
Associated With: Federal System
Vincent Ostrom (Wikipedia)
WikipediaAssociated With: Vincent Ostrom, Research section
Quote, Associated With: Vincent Ostrom, Research section
Ostrom co-developed (with Charles Tiebout and Robert Warren) and refined the concept of polycentricity in public administration - or multiple, formally independent decision-making centers within a system of government.
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